Chief Compliance Officer, Independent Advisor Alliance
Jessica Sexton
Jessica has led compliance for Independent Advisor Alliance since 2014, keeping the firm aligned with regulatory requirements and internal policy.
Jessica Sexton is an employee of Independent Advisor Alliance and is not affiliated with Council Family Office.
Background
Jessica Sexton has served as Independent Advisor Alliance’s Chief Compliance Officer since February 2014. Her primary responsibilities are to proactively identify, evaluate, manage, and report on compliance, and to ensure IAA meets outside regulatory requirements and internal policies. As an executive leader, Jessica also manages human resource responsibilities for the firm.
Jessica started her financial services career in 2006 at LPL Financial in New Accounts, where she was promoted to Supervisor and then Manager. Prior to joining IAA, she served as an OSJ-delegate for TriCapital Financial Group, Inc. and Project Manager for Impact Technologies Group, Inc. Her previous experience also includes Claims and Policy Services for Progressive Insurance.
Jessica earned a Bachelor of Arts degree in English from Baldwin-Wallace University in Berea, Ohio. She also holds her Series 7, Series 24, and Series 66 licenses. Originally from Cleveland, Ohio, Jessica lives in Matthews, North Carolina with her husband, twin children, and their Scottish Terrier, Wallace. In her spare time, she enjoys volunteering, horseback riding, running, and spending time with her family.
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